Representing and thinking about sets

Notes on viewing

Representations of sets

Sets are represented in the math literature in several different ways, some mentioned here.  Also mentioned are some other possibilities.  Introducing a variety of representations of any type of math object is desirable because students tend to assume that the representation is the object.

Curly bracket notation

The standard representation for a finite set is of the form "$\{1,3,5,6\}$". This particular example represents the unique set containing the integers $1$, $3$, $5$ and $6$ and nothing else. This means precisely that the statement "$n$ is an element of $S$" is true if $n=1$, $n=3$, $n=5$ or $n=6$, and it is false if $n$ represents any other mathematical object. 

In the way the notation is usually used, "$\{1,3,5,6\}$", "$\{3,1,5,6\}$", "$\{1,5,3,6\}$",  "$\{1,6,3,5,1\}$" and $\{ 6,6,3,5,1,5\}$ all represent the same set. Textbooks sometimes say "order and repetition don't matter". But that is a statement about this particular representation style for sets. It is not a statement about sets.

It would be nice to come up with a representation for sets that doesn't involve an ordering. Traditional algebraic notation is essentially one-dimensional and so automatically imposes an ordering (see Algebra is a difficult foreign language).    

Let the elements move

In Visible Algebra II, I experimented with the idea of putting the elements at random inside a circle and letting them visibly move around like goldfish in a bowl.  (That experiment was actually for multisets but it applies to sets, too.)  This is certainly a representation that does not impose an ordering, but it is also distracting.  Our visual system is attracted to movement (but not as much as a cat's visual system).  

Enforce natural ordering

One possibility would be to extend the machinery in a visible algebra system that allows you to make a box you could drag elements into. 

This box would order the elements in some canonical order (numerical order for numbers, alphabetical order for strings of letters or words) with the property that if you inserted an element in the wrong place it would rearrange itself, and if you tried to insert an element more than once the representation would not change.  What you would then have is a unique representation of the set.

An example is the device below.  (If you have Mathematica, not just CDF player, you can type in numbers as you wish instead of having to use the buttons.) 

This does not allow a representation of a heterogenous set such as $\{3,\mathbb{R},\emptyset,\left(\begin{array}{cc}1&2\\0&1\\ \end{array}\right)\}$.  So what?  You can't represent every function by a graph, either.

Hanger notation

The tree notation used in my visual algebra posts could be used for sets as well, as illustrated below. The system allows you to drag the elements listed into different positions, including all around the set node. If you had a node for lists, that would not be possible.

This representation has the pedagogical advantage of shows that a set is not its elements.

  • A set is distinct from its elements
  • A set is completely determined by what the elements are.

Pattern recognition

Infinite sets are sometimes represented using the curly bracket notation using a pattern that defines the set.  For example, the set of even integers could be represented by $\{0,2,4,6,\ldots\}$.  Such a representation is necessarily a convention, since any beginning pattern can in fact represent an infinite number of different infinite sets.  Personally, I would write, "Consider the even integers $\{0,2,4,6,\ldots\}$", but I would not write,  "Consider the set $\{0,2,4,6,\ldots\}$".

By the way, if you are writing for newbies, you should say,"Consider the set of even integers $\{0,2,4,6,\ldots\}$". The sentence "Consider the even integers $\{0,2,4,6,\ldots\}$" is unambiguous because by convention a list of numbers in curly brackets defines a set. But newbies need lots of redundancy.

Representation by a sentence

Setbuilder notation is exemplified by $\{x|x>0\}$, which denotes the positive reals, given a convention or explicit statement that $x$ represents a real number.  This allows the representation of some infinite sets without depending on a possibly ambiguous pattern. 

A Visible Algebra system needs to allow this, too. That could be (necessarily incompletely) done in this way:

  • You type in a sentence into a Setbuilder box that defines the set.
  • You then attach a box to the Setbuilder box containing a possible element.
  • The system then answers Yes, No, or Can't Tell.

The Can't Tell answer is a necessary requirement because the general question of whether an element is in a set defined by a first order sentence is undecidable. Perhaps the system could add some choices:

  • Try for a second.
  • Try for an hour.
  • Try for a year.
  • Try for the age of the universe.

Even so, I'll bet a system using Mathematica could answer many questions like this for sentences referring to a specific polynomial, using the Solve or NSolve command.  For example, the answer to the question, "Is $3\in\{n|n\lt0 \text{ and } n^2=9\}$?" (where $n$ ranges over the integers) would be "No", and the answer to  "Is $\{n|n\lt0 \text{ and } n^2=9\}$ empty?" would also be "No". [Corrected 2012.10.24]

References

  1. Explaining “higher” math to beginners (previous post)
  2. Algebra is a difficult foreign language (previous post)
  3. Visible Algebra II (previous post)
  4. Sets: Notation (abstractmath article)
  5. Setbuilder notation (Wikipedia)

Notes on Viewing  

  • This post uses MathJax. If you see mathematical expressions with dollar signs around them, or badly formatted formulas, try refreshing the screen. Sometimes you have to do it two or three times.
  • To manipulate the demos in this post, you must have Wolfram CDF Player installed on your computer. It is available free from the Wolfram website. The code for the demos is in the Mathematica notebook Representing sets.nb.  

Mathematical usage

Comments about mathematical usage, extending those in my post on abuse of notation.

Geoffrey Pullum, in his post Dogma vs. Evidence: Singular They, makes some good points about usage that I want to write about in connection with mathematical usage.  There are two different attitudes toward language usage abroad in the English-speaking world. (See Note [1])

  • What matters is what people actually write and say.   Usage in this sense may often be reported with reference to particular dialects or registers, but in any case it is based on evidence, for example citations of quotations or a linguistic corpus.  (Note [2].)  This approach is scientific.
  • What matters is what a particular writer (of usage or style books) believes about  standards for speaking or writing English.  Pullum calls this "faith-based grammar".  (People who think in this way often use the word "grammar" for usage.)  This approach is unscientific.

People who write about mathematical usage fluctuate between these two camps.

My writings in the Handbook of Mathematical Discourse and abstractmath.org are mostly evidence based, with some comments here and there deprecating certain usages because they are confusing to students.  I think that is about the right approach.  Students need to know what is actual mathematical usage, even usage that many mathematicians deprecate.

Most math usage that is deprecated (by me and others) is deprecated for a reason.  This reason should be explained, and that is enough to stop it being faith-based.  To make it really scientific you ought to cite evidence that students have been confused by the usage.  Math education people have done some work of this sort.  Most of it is at the K-12 level, but some have worked with college students observing the way the solve problems or how they understand some concepts, and this work often cites examples.

Examples of usage to be deprecated

 

Powers of functions

$latex f^n(x)$ can mean either iterated composition or multiplication of the values.  For example, $latex f^2(x)$ can mean $latex f(x)f(x)$ or $latex f(f(x))$.  This is exacerbated by the fact that in undergrad calculus texts,  $latex \sin^{-1}x$ refers to the arcsine, and $latex \sin^2 x$ refers to $latex \sin x\sin x$.  This causes innumerable students trouble.  It is a Big Deal.

In

Set "in" another set.  This is discussed in the Handbook.  My impression is that for students the problem is that they confuse "element of" with "subset of", and the fact that "in" is used for both meanings is not the primary culprit.  That's because most sets in practice don't have both sets and non-sets as elements.  So the problem is a Big Deal when students first meet with the concept of set, but the notational confusion with "in" is only a Small Deal.

Two

This is not a Big Deal.  But I have personally witnessed students (in upper level undergrad courses) that were confused by this.

Parentheses

The many uses of parentheses, discussed in abstractmath.  (The Handbook article on parentheses gives citations, including one in which the notation "$latex (a,b)$" means open interval once and GCD once in the same sentence!)  I think the only part that is a Big Deal, or maybe Medium Deal, is the fact that the value of a function $latex f$ at an input $latex x$ can be written either  "$latex f\,x$" or as "$latex f(x)$".  In fact, we do without the parentheses when the name of the function is a convention, as in $latex \sin x$ or $latex \log x$, and with the parentheses when it is a variable symbol, as in "$latex f(x)$".  (But a substantial minority of mathematicians use $latex f\,x$ in the latter case.  Not to mention $latex xf$.)  This causes some beginning calculus students to think "$latex \sin x$" means "sin" times $latex x$.

More

The examples given above are only a sampling of troubles caused by mathematical notation.   Many others are mentioned in the Handbook and in Abstractmath, but they are scattered.  I welcome suggestions for other examples, particularly at the college and graduate level. Abstractmath will probably have a separate article listing the examples someday…

Notes

[1] The situation Pullum describes for English is probably different in languages such as Spanish, German and French, which have Academies that dictate usage for the language.  On the other hand, from what I know about them most speakers of those languages ignore their dictates.

[2] Actually, they may use more than one corpus, but I didn't want to write "corpuses" or "corpora" because in either way I would get sharp comments from faith-based usage people.

References on mathematical usage

Bagchi, A. and C. Wells (1997), Communicating Logical Reasoning.

Bagchi, A. and C. Wells (1998)  Varieties of Mathematical Prose.

Bullock, J. O. (1994), ‘Literacy in the language of mathematics’. American Mathematical Monthly, volume 101, pages 735743.

de Bruijn, N. G. (1994), ‘The mathematical vernacular, a language for mathematics with typed sets’. In Selected Papers on Automath, Nederpelt, R. P., J. H. Geuvers, and R. C. de Vrijer, editors, volume 133 of Studies in Logic and the Foundations of Mathematics, pages 865  935.  

Epp, S. S. (1999), ‘The language of quantification in mathematics instruction’. In Developing Mathematical Reasoning in Grades K-12. Stiff, L. V., editor (1999),  NCTM Publications.  Pages 188197.

Gillman, L. (1987), Writing Mathematics Well. Mathematical Association of America

Higham, N. J. (1993), Handbook of Writing for the Mathematical Sciences. Society for Industrial and Applied Mathematics.

Knuth, D. E., T. Larrabee, and P. M. Roberts (1989), Mathematical Writing, volume 14 of MAA Notes. Mathematical Association of America.

Krantz, S. G. (1997), A Primer of Mathematical Writing. American Mathematical Society.

O'Halloran, K. L.  (2005), Mathematical Discourse: Language, Symbolism And Visual Images.  Continuum International Publishing Group.

Pimm, D. (1987), Speaking Mathematically: Communications in Mathematics Classrooms.  Routledge & Kegan Paul.

Schweiger, F. (1994b), ‘Mathematics is a language’. In Selected Lectures from the 7th International Congress on Mathematical Education, Robitaille, D. F., D. H. Wheeler, and C. Kieran, editors. Sainte-Foy: Presses de l’Université Laval.

Steenrod, N. E., P. R. Halmos, M. M. Schiffer, and J. A. Dieudonné (1975), How to Write Mathematics. American Mathematical Society.

Wells, C. (1995), Communicating Mathematics: Useful Ideas from Computer Science.

Wells, C. (2003), Handbook of Mathematical Discourse

Wells, C. (ongoing), Abstractmath.org.

More about defining “category”


In a recent post, I wrote about defining “category” in a way that (I hope) makes it accessible to undergraduate math majors at an early stage.  I have several more things to say about this.

Early intro to categories

The idea is to define a category as a directed graph equipped with an additional structure of composition of paths subject to some axioms.  By giving several small finite examples of categories drawn in that way that gives you an understanding of “category” that has several desirable properties:

  • You get the idea of what a category is in one lecture.
  • With the right choice of examples you get several fine points cleared up:
    • The composition is added structure.
    • A loop doesn’t have to be an identity.
    • Associativity is a genuine requirement –  it is not automatic.
  • You get immediate access to what is by far the most common notation used to work with a category — objects (nodes) and arrows.
  • You don’t have to cope with the difficult chunking required when the first examples given are sets-with-structure and structure-preserving functions.  It’s quite hard to focus on a couple of dots on the paper each representing a group or a topological space and arrows each representing a whole function (not the value of the function!).

Introduce more examples

Then the teacher can go on with the examples that motivated categories in the first place: the big deal categories such as sets, groups and topological spaces.   But they can be introduced using special cases so they don’t require much background.

  • Draw some finite sets and functions between them.  (As an exercise, get the students to find some finite sets and functions that make the picture a category with $f=kh$ as the composite and $f\neq g$.)
  • If the students have had calculus,  introduce them to the category whose objects are real finite nonempty intervals with continuous or differentiable mappings between them.  (Later you can prove that this category is a groupoid!)
  • Find all the groups on a two element set and figure out which maps preserve group multiplication.  (You don’t have to use the word “group” — you can simply show both of them and work out which maps preserve multiplication — and discover isomorphism!.)  This introduces the idea of the arrows being structure-preserving mape. You can get more complicated and use semigroups as well.  If the students know Mathematica you could even do magmas.  Well, maybe not.

All this sounds like a project you could do with high school students.

Large and small

If all this were just a high school (or intro-to-math-for-math-majors) project you wouldn’t have to talk about large vs. small.  However, I have some ideas about approaching this topic.

In the first place, you can define category, or any other mathematical object that might involve a proper class, using the syntactic approach I described in Just-in-time foundations.  You don’t say “A category consists of a set of objects and a set of arrows such that …”.  Instead you say something like “A category $\mathcal{C}$ has objects $A,\,B,\,C\ldots$ such that…”.

This can be understood as meaning “For any $A$, the statement $A$ is an object of  $\mathcal{C}$ is either true or false”, and so on.

This approach is used in the Wikibook on category theory.  (Note: this is a permanent link to the November 28 version of the section defining categories, which is mostly my work.  As always with Wikimedia things it may be entirely different when you read this.)

If I were dictator of the math world (not the same thing as dictator of MathWorld) I would want definitions written in this syntactic style.  The trouble is that mathematicians are now so used to mathematical objects having to be sets-with-structure that wording the definition as I did above may leave them feeling unmoored.  Yet the technique avoids having to mention large vs. small until a problem comes up. (In category theory it sometimes comes up when you want to quantify over all objects.)

The ideas outlined in this subsection could be a project for math majors.  You would have to introduce Russell’s Paradox.  But for an early-on intro to categories you could just use the syntactic wording and avoid large vs. small altogether.

 

http://en.wikibooks.org/w/index.php?title=Category_Theory/Categories&stableid=2221684

Sets don't have to be homogeneous?

Colm Bhandal commented on my article on sets in abstractmath.org.

Let me first of all say that I am impressed with your website. It gave
me a few very good insights into set notation. Now, I’ll get straight
to the point. While reading your page, I came across a section
claiming that:

“Sets do not have to be homogeneous in any sense”

This confused me for a while, as I was of the opinion that all objects in a set were of the same type. After thinking about it for a while, I came to a conclusion:

A set defines a level of abstraction at which all objects are homogeneous, though they may not be so at other levels of abstraction.

Taking the example on your page, the set {PI^2, M, f, 42, -1/e^2} contains two irrational numbers, a matrix, a function, and a whole number. Thus, the elements are not homogeneous from one perspective (level of abstraction as I call it) in that they are spread across four known sets. However, in another sense they are homogeneous, in that they are all mathematical objects. Sure, this is a very high level of abstraction: A mathematical object could be a lot of things,
but it still allows every object in the set to be treated homogeneously i.e. as mathematical objects.

You are right.  I think I had better say “The elements of a set do not have to be ‘all of the same kind’ in the sense of that phrase in everyday speech.”  Of course, a mathematician would say the elements of a set S are “all of the same kind”, the “kind” being elements of S.
 
Apparently, according to the way our brains work, there are natural kinds and artificial kinds.  There is something going on in my students’ minds that cause them to be bothered by sets like that given about or even sets such as {1,3,5,6,7,9,11} (see the Handbook, page 279).   Philosophers talk about “natural kinds” but they seem to be referring to whether they exist in the world.  What I am talking about is a construct in our brain that makes “cat” a natural kind and “blue-eyed OR calico cat” an artificial kind.  Any teacher of abstract math knows that this construct exists and has to be overcome by talking about how sets can be arbitrary, functions can be arbitrary, and so on, and that’s OK.

 This distinction seems to be built into our brains.  A large part of abstractmath.org is devoted to pointing out the clashes between mathematical thinking and everyday thinking. 

Disclaimer:  When I say the distinction is “built into our brains” I am not claiming that it is or is not inborn; it may be a result of cultural conditioning. What seems most likely to me is that our brains are wired to think in terms of natural kinds, but culture may affect which kinds they learn.  Congnitive theorists have studied this; they call them “natural categories” and the study is part of prototype theory.  I seem to remember reading that they have some evidence that babies are born with the tendency to learn natural categories, but I don’t have a reference.