# The intent of mathematical assertions

An assertion in mathematical writing can be a claim, a definition or a constraint.  It may be difficult to determine the intent of the author.  That is discussed briefly here.

Assertions in math texts can play many different roles.

English sentences can state facts, ask question, give commands, and other things.  The intent of an English sentence is often obvious, but sometimes it can be unexpectedly different from what is apparent in the sentence.  For example, the statement “Could you turn the TV down?” is apparently a question expecting a yes or no answer, but in fact it may be a request. (See the Wikipedia article on speech acts.) Such things are normally understood by people who know each other, but people for whom English is a foreign language or who have a different culture have difficulties with them.

There are some problems of this sort in math English and the symbolic language, too.  An assertion can have the intent of being a claim, a definition, or a constraint.

Most of the time the intent of an assertion in math is obvious. But there are conventions and special formats that newcomers to abstract math may not recognize, so they misunderstand the point of the assertion. This section takes a brief look at some of the problems.

### Terminology

The way I am using the words “assertion”, “claim”, and “constraint” is not standard usage in math, logic or linguistics.

## Claims

In most circumstances, you would expect that if a lecturer or author makes a math assertion, they are claiming that it is a true statement, and you would be right.

##### Examples
1. “The $240$th digit of $\pi$ after the decimal point is $4$.”
2. “If a function is differentiable, it must be continuous.”
3. “$7\gt3$”

#### Remarks

• You don’t have to know whether these statements are true or not to recognize them as claims. An incorrect claim is still a claim.
• The assertion in (a) is a statement, in this case a false one.  If it claimed the googolth digit was $4$ you would never be able to tell whether it is true or not, but it
still would be an assertion intended as a claim.
• The assertion in (b) uses the standard math convention that an indefinite noun phrase (such as “a widget”) in the subject of a sentence is universally quantified (see also the article about “a” in the Glossary.) In other words, “An integer divisible by $4$ must be even” claims that any integer divisible by $4$ is even. This statement is claim, and it is true.
• (c) is a (true) claim in the symbolic language. (Note that “$3 + 4$” is not an assertion at all, much less a claim.)

## Definitions

Definitions are discussed primarily in the chapter on definitionsA definition is not the same thing as a claim.

##### Example

The definition

“An integer is even if it is divisible by $2$”

makes the claim

“An
integer is even if and only if it is
divisible by $2$”

true.

(If you are surprised that the definition uses “if” but the claim uses “if and only if”, see the Glossary article on “if”.)

### Unmarked definitions

Math texts sometimes define something without saying that it is a definition. Because of that, students may sometimes think a claim is a definition.

##### Example

Suppose that the concept of “even integer” was new to you and the book said, “A number is even if it is divisible by $4$.” Perhaps you thought that this was a definition. Later the book refers to $6$ as even and you pull your hair out wondering why. The statement is a correct claim but an incorrect definition. A good writer would write something like “Recall that a number is even if it is divisible by $2$, so that in particular it is even if it is divisible by $4$.”

On the other hand, you may think a definition is only a claim.

##### Example

A lecturer may say “By definition, an integer is even if it is divisible by $2$”, and you write down: “An integer is even if it is divisible by $2$”. Later, you get all panicky wondering How did she know that?? (This has happened to me.)

The confusion in the preceding example can also occur if a books says, “An integer is even if it is divisible by $2$” and you don’t know about the convention that when an author puts a word or phrase in boldface or italics it may mean that they are defining it.

A good writer always labels definitions

## Constraints

Here are two assertions that contain variables.

• “$n$ is even.”
• “$x\gt1$”.

Such an assertion is a constraint (or a condition) if the intent is
that the assertion will hold in that part of the text (the scope of the constraint). The part of the text in which it holds is usually the immediate vicinity unless the authors explicitly says it will hold in a larger part of the text such as “this chapter” or “in the rest of the book”.

##### Examples
• Sometimes the wording makes it clear that the phrase is a constraint. So a statement such as “Suppose $3x^2-2x-5\geq0$” is a constraint on the possible values of $x$.
• The statement “Suppose $n$ is even” is an explicit requirement that $n$ be even and an implicit requirement that $n$ be an integer.
• A condition for which you are told to find the solution(s) is a constraint. For example: “Solve the equation $3x^2-2x-5=0$”. This equation is a constraint on the variable $x$. “Solving” the equation means saying explicitly which numbers make the equation true.

### Postconditions

The constraint may appear in parentheses after the assertion as a postcondition on an assertion.

##### Example

“$x^2\gt x\,\,\,\,\,\,\,\,\,\,\,\,\,\,\,(\text{all }x\gt1)$”

which means that if the constraint “$x\gt1$” holds, then “$x^2\gt x$” is true. In other words, for all $x\gt1$, the statement $x^2\gt x$ is true. In this statement, “$x^2\gt x$” is not a constraint, but a claim which is true when the constraint is true.

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# Context

This is a revised draft of the abstractmath.org article on context in math texts. Note: WordPress changed double primes into quotes. Tsk.

## Context

Written and especially spoken language depends heavily on the context – the physical surroundings, the preceding conversation, and social and cultural assumptions.  Mathematical statements are produced in such contexts, too, but here I will discuss a special thing that happens in math conversation and writing that does not seem to happen much in other sorts of discourse:

The meanings of expressions
in both the symbolic language and math English
change from phrase to phrase
as the speaker or writer changes the constraints on them.

#### Example

In a math text, before the occurrence of a phrase such as “Let $n=3$”, $n$ may be known only as an integer variable.  After the phrase, it means specifically $3$.  So this phrase changes the meaning of $n$ by constraining $n$
to be $3$.  We say the context of occurrences of “$n$” before the phrase requires only that $n$ be an integer, but after the occurrence the context requires $n=3$.

#### Definition

In this article, the context at a particular location in mathematical discourse is the sum total of what the reader or listener can know about the symbols and names used in the discourse when they have read everything up to that location.

#### Remarks

• Each clause can change the meaning of or constraints on one or more symbols or names. The conventions in effect during the discourse can also put constraints on the symbols and names.
• Chierchia and McConnell-Ginet give a mathematical definition of context in the sense described here.
• The references to “before” and “after” the phrase “Let $3$” refer to the physical location in text and to actual time in spoken math. There is more about this phenomenon in the Handbook of Mathematical Discourse, page 252, items (f) and (g).
• Contextual changes of this sort take place using the pretense that you are reading the text in order, which many students and professionals do not do (they are “grasshoppers”).
• I am not aware of much context-changing in everyday speech. One place it does occur is in playing games. For example, during some card games the word “trumps” changes meaning from time to time.
• In symbolic logic, the context at a given place may be denoted by “$\Gamma$”.

### Detailed example of a math text

Here is a typical example of a theorem and its proof.  It is printed twice, the second time with comments about the changes of context.  This is the same proof that is already analyzed practically to death in the chapter on presentation of proofs.

#### First time through

Definition: Divides

Let $m$ and $n$ be integers with $m\ne 0$. The statement “$m$ divides $n$” means that there is an integer $q$ for which $n=qm$

Theorem

Let $m$, $n$ and $p$ be integers, with $m$ and $n$ nonzero, and suppose $m$ divides $n$ and $n$ divides $p$.  Then $m$ divides $p$.

Proof

By definition of divides, there are integers $q$ and $q’$ for which $n=qm$ and $p=q’n$. We must prove that there is an integer $q”$ for which $p=q”m$. But $p=q’n=q’qm$, so let $q”=q’q$.  Then $p=q”m$.

#### Second time, with analysis

 Definition: Divides Begins a definition. The word “divides” is the word being defined. The scope of the definition is the following paragraph. Let $m$ and $n$ be integers $m$ and $n$ are new symbols in this discourse, constrained to be integers. with $m\ne 0$ Another constraint on $m$. The statement “$m$ divides $n$ means that” This phrase means that what follows is the definition of “$m$ divides $n$” there is an integer $q$ “There is” signals that we are beginning an existence statement and that $q$ is the bound variable within the existence statement. for which $n=qm$ Now we know that “$m$ divides $n$” and “there is an integer $q$ for which $m=qn$” are equivalent statements.  Notes: (1) The first statement would only have implied the second statement if this had not been in the context of a definition. (2) After the conclusion of the definition, $m$, $n$ and $q$ are undefined variables. Theorem This announces that the next paragraph is a statement has been proved. In fact, in real time the statement was proved long before this discourse was written, but in terms of reading the text in order, it has not yet been proved. Let $m$, $n$ and $p$ be integers, “Let” tells us that the following statement is the hypothesis of an implication, so we can assume that $m$, $n$ and $p$ are all integers.  This changes the status of $m$ and $n$, which were variables used in the preceding paragraph, but whose constraints disappeared at the end of the paragraph.  We are starting over with $m$ and $n$. with $m$ and $n$ nonzero. This clause is also part of the hypothesis. We can assume $m$ and $n$ are constrained to be nonzero. and suppose $m$ divides $n$ and $n$ divides $p$. This is the last clause in the hypothesis. We can assume that $m$ divides $n$ and $n$ divides $p$. Then $m$ divides $p$. This is a claim that $m$ divides $p$. It has a different status from the assumptions that $m$ divides $n$ and $n$ divides $p$. If we are going to follow the proof we have to treat $m$ and $n$ as if they divide $n$ and $p$ respectively. However, we can’t treat $m$ as if it divides $p$. All we know is that the author is claiming that $m$ divides $p$, given the facts in the hypothesis. Proof An announcement that a proof is about to begin, meaning a chain of math reasoning. The fact that it is a proof of the Theorem just stated is not explicitly stated. By definition of divides, there are integers $q$ and $q’$ for which $n=qm$ and $p=q’n$. The proof uses the direct method (rather than contradiction or induction or some other method) and begins by rewriting the hypothesis using the definition of “divides”. The proof does not announce the use of these techniques, it just starts in doing it. So $q$ and $q$’ are new symbols that satisfy the equations $n=qm$ and $p=q’n$. The phrase “by definition of divides” justifies the introduction of $q$ and $q’$. $m$, $n$ and $p$ have already been introduced in the statement of the Theorem. We must prove that there is an integer $q”$ for which $p=q”m$. Introduces a new variable $q”$ which has not been given a value. We must define it so that $p=q”m$; this requirement is justified (without saying so) by the definition of “divides”. But $p=q’n=q’qm$, This is a claim about $p$, $q$, $q’$, $m$ and $n$.  It is justified by certain preceding sentences but this justification is not made explicit. Note that “$p=q’n=q’qm$” pivots on $q’n$, in other words makes two claims about it. so let $q”=q’q$. We have already introduced $q”$; now we give it the value $q”=q’q$. Then $p=q”m$ This is an assertion about $p$, $q”$ and $n$, justified (but not explicitly — note the hidden use of associativity) by the previous claim that $p=q’n=q’qm$. The proof is now complete, although no statement asserts that it is.

#### Remark

If you have some skill in reading proofs, all the stuff in the right hand column happens in your brain without, for the most part, your being conscious of it.

#### Acknowledgment

Thanks to Chris Smith for correcting errors.

### References for “context”

Chierchia, G. and S. McConnell-Ginet
(1990), Meaning and Grammar. The MIT Press.

de Bruijn, N. G. (1994), “The mathematical vernacular, a
language for mathematics with typed sets”. In Selected Papers on Automath,
Nederpelt, R. P., J. H. Geuvers, and R. C. de Vrijer, editors, volume 133 of
Studies in Logic and the Foundations of Mathematics, pages 865 – 935. Elsevier

Steenrod, N. E., P. R. Halmos, M. M. Schif­fer,
and J. A. Dieudonné (1975), How to Write Mathematics.
American Mathematical Society.

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# The real numbers

My website abstractmath.org contains separate short articles about certain number systems (natural numbers, integers, rationals, reals). The intent of each article is to discuss problems that students have when they begin studying abstract math. The articles do not give complete coverage of each system. They contain links when concepts are mentioned that the reader might not be familiar with.

This post is a revision of the abstractmath.org article on the real numbers. The other articles have also been recently revised.

## Introduction

A real number is a number that can be represented as a (possibly infinite) decimal expansion, such as 2.56, -3 (which is -3.0), 1/3 (which has the infinite decimal expansion 0.333…), and $\pi$. Every integer and every rational number is a real number, but numbers such as $\sqrt{2}$ and $\pi$ are real numbers that are not rational.

• I will not give a mathematical definition of “real number”.  There are several equivalent definitions of real number all of which are quite complicated.   Mathematicians rarely think about real numbers in terms of these definitions; what they have in mind when they work with them are their familiar algebraic and topological properties.
• “Real number” is a technical term.  Real numbers are not any more “genuine” that any other numbers.
• Integers and rational numbers are real numbers, but there are real numbers that are not integers or rationals. One such number is$\sqrt{2}$. Such numbers are called irrational numbers.

## Properties of the real numbers

### Closure

The real numbers are closed under addition, subtraction, and multiplication, as well as division by a nonzero number.

Notice that these are exactly the same arithmetic closure properties that rational numbers have. In the previous sections in this chapter on numbers, each new number system — natural numbers, integers and rational numbers — were closed under more arithmetic operations than the earlier ones. We don’t appear to have gained anything concerning arithmetic operations in going from the rationals to the reals.

The real numbers do allow you to find zeroes of some polynomials that don’t have rational zeroes. For example, the equation $x^2-2=0$ has the root $x=\sqrt{2}$, which is a real number but not a rational number. However, you get only some zeroes of polynomials by going to the reals — consider the equation $x^2+2=0$, which requires going to the complex numbers to get a root.

### Closed under limits

The real numbers are closed under another operation (not an algebraic operation) that rational numbers are not closed under:

The real numbers are closed under taking limits.
That fact is the primary reason real numbers are so important
in math, science and engineering.

Consider: The concepts of continuous function, derivative and integral — the basic ideas in calculus and differential equations — are all defined in terms of limits. Those are the basic building blocks of mathematical analysis, which provides most of the mathematical tools used by scientists and engineers.

## Some images and metaphors for real numbers

### Line segments

The length of any line segment is given by a positive real number.

##### Example

The diagonal of the square above has length $2\sqrt{2}$.

#### Directed line segments

Measuring directed line segments requires the use of negative real numbers as well as positive ones. You can regard the diagonal above as a directed line segment. If you regard “left to right” as the positive direction (which is what we usually do), then if you measure it from right to left you get $-2\sqrt{2}$.

### Real numbers are quantities

Real numbers are used to measure continuous variable quantities.

##### Examples
• The temperature at a given place and a given time.
• The speed of a moving car.
• The amount of water in a particular jar.

#### Remarks

• Temperature, speed, volume of water are thought of as quantities that can change, or be changed, which is why I called them “variable” quantities.
• The name “continuous” for these quantities indicates that the quantity can change from one value to another without “jumping”. (This is a metaphor, not a mathematical definition!)
##### Example

If you have $1.334 \text{ cm}^3$ of water in a jar you can add any additional small amount into it or you can withdraw any small amount from it.  The volume does not suddenly jump from $1.334$ to $1.335$ – as you put in the water it goes up gradually from $1.334$ to $1.335$.

#### Caveat

This explanation of “continuous quantity” is done in terms of how we think about continuous quantities, not in terms of a mathematical definition.  In fact. since you can’t measure an amount smaller than one molecule of water, the volume does jump up in tiny discrete amounts.   Because of quantum phenomena, temperature and speed change in tiny jumps, too (much tinier than molecules).

Quantum jumps and individual molecules are ignored in large-scale physical applications because the scale at which they occur is so tiny it doesn’t matter.  For such applications, physicists and chemists (and cooks and traffic policemen!) think of the quantities they are measuring as continuous, even though at tiny scales they are not.

The fact that scientists and engineers treat changes of physical quantities as continuous, ignoring the fact that they are not continuous at tiny scales, is sometimes called the “continuum hypothesis”. This is not what mathematicians mean by that phrase: see continuum hypothesis in Wikipedia.

### The real line

It is useful to visualize the set of real numbers as the real line.

The real line goes off to infinity in both directions. Each real number represents a location on the real line. Some locations are shown here:

The locations are commonly called points on the real line.  This can lead to a seriously mistaken mental image of the reals as a row of points, like beads.  Just as in the case of the rationals, there is no real number “just to the right” of a given real number.

## Decimal representation of the real numbers

In this section, I will go into more detail about the decimal representation of the real numbers. There are two reasons for doing this.

• People just beginning abstract math tend to think in terms of bad metaphors about the real numbers as decimals, and I want to introduce ways of thinking about them that are more helpful.
• The real numbers can be defined in terms of the decimal representation. This is spelled out in a blog post by Tim Gowers. The definition requires some detail and in some ways is inelegant compared to the definitions usually used in analysis textbooks. But it means that the more you understand about the decimal representation, the better you understand real numbers, and in a pretty direct way.

The decimal representation of a real number is also called its decimal expansion.  A representation can be given to other bases besides $10$; more about that here.

### Decimal representation as directed length.

The decimal representation of a real number gives the approximate location of the number on the real line as its directed distance from $0$.

##### Examples
• The rational number $1/2$ is real and has the decimal representation $0.5$.
• The rational number $-1/2$ has the representation $-0.5$.
• The number $1/3$ is also real and has the infinite decimal representation $1.333\ldots$. Thereis an infinite number of $3$’s, or to put it another way, for every
positive integer $n$, the $n$th decimal place of the decimal representation of $1/3$ is $3$.
• The number $\pi$ has a decimal representation beginning $3.14159\ldots$. So you can locate $\pi$ approximately by going $3.14$ units to the right from $0$.  You can locate it more exactly by going $3.14159$ units to the right, if you can measure that accurately.  The decimal representation of $\pi$ is infinitely long so you can theoretically represent it with as much accuracy as you wish.  In practice, of course, it would take longer than the age of the universe to find the first ${{10}^{({{10}^{10}})}}$ digits.

### Bar notation

It is customary to put a bar over a sequence of digits at the end of a decimal representation to indicate that the sequence is repeated forever.

##### Examples
• $42\frac{1}{3}=42.\overline{3}$
• $52.71656565\ldots$ (the group $65$ repeating infinitely often) may be written $52.71\overline{65}$.
• A decimal representation that is only finitely long, for example $5.477$, could also be written $5.477\overline{0}$.
• In particular, $6=6.0=6.\overline{0}$, and that works for any integer.

### Approximations

If you give the first few decimal places of a real number, you are giving an approximation to it.  Mathematicians on the one hand and scientists and engineers on the other tend to treat expressions such as $3.14159$ in two different ways:

• The mathematician may think of it as a precisely given number, namely $\frac{314159}{100000}$, so in particular it represents a rational number. This number is not $\pi$, although it is close to it.
• The scientistor engineer will probably treat it as the known part of the decimal representation of a real number. From their point of view, one knows $3.14159$ to six significant figures.
• Abstractmath.org always takes the mathematician’s point of view.  If I refer to $3.14159$, I mean the rational number $\frac{314159}{100000}$.  I may also refer to $\pi$ as “approximately $3.15159$”.

### Integers and reals in computer languages

Computer languages typically treat integers as if they were distinct from real numbers. In particular, many languages have the convention that the expression ‘$2$’ denotes the integer and the expression ‘$2.0$’ denotes the real number.   Mathematicians do not use this convention.  They usually regard the integer $2$ and the real number $2.0$ as the same mathematical object.

## Decimal representation and infinite series

The decimal representation of a real number is shorthand for a particular infinite series.  Suppose the part before the decimal place is the integer $n$ and the part after the decimal place is${{d}_{1}}{{d}_{2}}{{d}_{3}}…$where ${{d}_{i}}$ is the digit in the $i$th place.  (For example, for $\pi$, $n=3$, ${{d}_{1}}=1,\,\,\,{{d}_{2}}=4,\,\,\,{{d}_{3}}=1,$ and so forth.)  Then the decimal notation $n.{{d}_{1}}{{d}_{2}}{{d}_{3}}…$ represents the limit of the infinite series$n+\sum\limits_{i=1}^{\infty }{\frac{{{d}_{i}}}{{{10}^{i}}}}$

#### Example

$42\frac{1}{3}=42+\sum\limits_{i=1}^{\infty}{\frac{3}{{{10}^{i}}}}$

The number $42\frac{1}{3}$ is exactly equal to the sum of the infinite series, which is represented by the expression $42.\overline{3}$.

If you stop the series after a finite number of terms, then the number is approximately equal to the resulting sum. For example, $42\frac{1}{3}$ is approximately equal to$42+\frac{3}{10}+\frac{3}{100}+\frac{3}{1000}$which is the same as $42.333$.

This inequality gives an estimate of the accuracy of this approximation:$42.333\lt42\frac{1}{3}\lt42.334$

### How to think about infinite decimal representations

The expression $42.\overline{3}$ must be thought of as including all the $3$’s all at once rather than as gradually extending to the right over an infinite period of time.

In ordinary English, the “…” often indicates continuing through time, as in this example

“They climbed to the top of the ridge, and saw another, higher ridge in the distance, so they walked to that ridge and climbed it, only to see another one still further away…”

But the situation with decimal representations is different:

The decimal representation of $42\frac{1}{3}$ as $42.333\ldots$must be thought of as a complete, infinitely long sequence of decimal digits, every one of which (after the decimal point) is a “$3$” right now.

In the same way, you need to think of the decimal expansion of $\sqrt{2}$ as having all its decimal digits in place at once. Of course, in this case you have to calculate them in order. And note that calculating them is only finding out what they are. They are already there!

The preceding description is about how a mathematican thinks about infinite decimal expansions.  The thinking has some sort of physical representation in your head that allows you to think about to the hundred millionth decimal place of $\sqrt{2}$ or of $\pi$ even if you don’t know what it is. This does not mean that you have an infinite number of slots in your brain, one for each decimal place!  Nor does it mean that the infinite number of decimal places actually exist “somewhere”.  After all, you can think about unicorns and they don’t actually exist somewhere.

## Exact definitions

Both the following statements are true:

• The numbers $1/3$, $\sqrt{2}$and $\pi$ have infinitely long decimal representations, in contrast for example to $\frac{1}{2}$, whose decimal representation is exactly $0.5$.
• The expressions “$1/3$”, “$\sqrt{2}$” and “$\pi$” exactly determine the numbers $1/3$, $\sqrt{2}$ and $\pi$:

These two statements don’t contradict each other. All three numbers have exact definitions.

• $1/3$ is exactly the number that gives 1 when multiplied by $3$.
• $\sqrt{2}$is exactly the unique positive real number whose square is 2.
• $\pi$ is exactly the ratio of the circumference of a circle to its
diameter.

The decimal representation of each one to a finite number of places provides an approximate location of that number on the real line On the other hand, the complete decimal representation of each one represents it exactly, although you can’t write it down.

## Different decimal representations for the same number

The decimal representations of two different real numbers must be different. However, two different decimal representations can, in certain circumstances, represent the same real number. This happens when the decimal representation ends in an infinite sequence of $9$’s or an infinite sequence of $0$’s.

#### Examples

• $0.\overline{9}=1.\overline{0}$. This means that $0.\overline{9}$ is exactly the same number as $1$. It is not just an approximation of $1$
• $3.4\bar{9}=3.5\overline{0}$. Indeed, $3.4\overline{9}$, $3.5$, $35/10$, and $7/2$ are all different representations of the same number.

The Wikipedia article “$0.\overline{9}$” is an elaborate discussion of the fact that $0.\overline{9}=1$, a fact that many students find hard to believe.

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# Abstraction and the axiomatic method

This post will become an article in abstractmath.org.

## Abstraction

An abstraction of a concept $C$ is a concept $C’$ with these properties:

• $C’$ includes all instances of $C$ and
• $C’$ is constructed by taking as axioms certain assertions that are true of all instances of $C$.

There are two major situations where abstraction is used in math.

• $C$ may be a familiar concept or property that has not yet been given a math definition.
• $C$ may already have a mathe­matical definition using axioms. In that case the abstraction will be a generalization of $C$.

In both cases, the math definition may allow instances of $C’$ that were not originally thought of as being part of $C$.

### Example: Relations

Mathematicians have made use of relations between math objects since antiquity.

• For real numbers $r$ and $s$. “$r\lt x$” means that $r$ is less than $s$. So the statement “$5\lt 7$” is true, but the statement “$7\lt 5$” is false. We say that “$\lt$” is a relation on the real numbers. Other relations on real numbers denoted by symbols are “$=$” and “$\leq$”.
• Suppose $m$ and $n$ are positive integers. $m$ and $n$ are said to be relatively prime if the greatest common divisor of $m$ and $n$ is $1$. So $5$ and $7$ are relatively prime, but $15$ and $21$ are not relatively prime. So being relatively prime is a relation on positive integers. This is a relation that does not have a commonly used symbol.
• The concept of congruence of triangles has been used for a couple of millenia. In recent centuries it has been denoted by the symbol “$\cong$”. Congruence is a relation on triangles.

One could say that a relation is a true-or-false statement that can be made about a pair of math objects of a certain type. Logicians have in fact made that a formal definition. But when set theory came to be used around 100 years ago as a basis for all definitions in math, we started using this definition:

A relation on a set $S$ is a set $\alpha$ of ordered pairs of elements of $S$.

“$\alpha$” is the Greek letter alpha.

The idea is that if $(s,t)\in\alpha$, then $s$ is related by $\alpha$ to $t$, then $(s,t)$ is an element of $\alpha$, and if $s$ is not related by $\alpha$ to $t$, then $(s,t)$ is not an element of $\alpha$. That abstracts the everyday concept of relationship by focusing on the property that a relation either holds or doesn’t hold between two given objects.

For example, the less-than relation on the set of all real numbers $\mathbb{R}$ is the set $\alpha:=\{(r,s)|r\in\mathbb{R}\text{ and }s\in\mathbb{R}\text{ and }r\lt s\}$ In other words, $r\lt s$ if and only if $(r,s)\in \alpha$.

##### Example

A consequence of this definition is that any set of ordered pairs is a relation. Example: Let $\xi:=\{(2,3),(2,9),(9,1),(9,2)\}$. Then $\xi$ is a relation on the set $\{1,2,3,9\}$. Your reaction may be: What relation IS it? Answer: just that set of ordered pairs. You know that $2\xi3$ and $2\xi9$, for example, but $9\xi1$ is false. There is no other definition of $\xi$.

Yes, the relation $\xi$ is weird. It is an arbitrary definition. It does not have any verbal description other than listing the element of $\xi$. It is probably useless. Live with it.

The symbol “$\xi$” is a Greek letter. It looks weird, so I used it to name a weird relation. Its upper case version is “$\Xi$”, which is even weirder. I pronounce “$\xi$” as “ksee” but most mathematicians call it “si” or “zi” (rhyming with “pie”).

Defining a relation as any old set of ordered pairs is an example of a reconstructive generalization.

### $n$-ary relations

Years ago, mathematicians started coming up with things that were like relations but which involved more than two elements of a set.

##### Example

Let $r$, $s$ and $t$ be real numbers. We say that “$s$ is between $r$ and $t$” if $r\lt s$ and $s\lt t$. Then betweenness is a relation that is true or false about three real numbers.

Mathematicians now call this a ternary relation. The abstract definition of a ternary relation is this: A ternary relation on a set $S$ is a set of ordered triple of elements of $S$. This is an reconstructive generalization of the concept of relation that allows ordered triples of elements as well as ordered pairs of elements.

In the case of betweenness, we have to decide on the ordering. Let us say that the betweenness relation holds for the triple $(r,s,t)$ if $r\lt s$ and $s\lt t$. So $(4,5,7)$ is in the betweenness relation and $(4,7,5)$ is not.

You could argue that in the sentence, “$s$ is between $r$ and $t$”, the $s$ comes first, so that we should say that the betweenness relation (meaning $r$ is between $s$ and $t$) holds for $(r,s,t)$ if $s\lt r$ and $r\lt t$. Well, when you write an article you can write it that way. But I am writing this article.

Nowadays we talk about $n$-ary relations for any positive integer $n$. One consequence of this is that if we want to talk just about sets of ordered pairs we must call them binary relations.

When I was a child there was only one kind of guitar and it was called “a guitar”. (My older cousin Junior has a guitar, but I had only a plastic ukelele.) Some time in the fifties, electrically amplified guitars came into being, so we had to refer to the original kind as “acoustic guitars”. I was a teenager when this happened, and being a typical teenager, I was completely contemptuous of the adults who reacted with extreme irritation at the phrase “acoustic guitar”.

## The axiomatic method

The axiomatic method is a technique for studying math objects of some kind by formulating them as a type of math structure. You take some basic properties of the kind of structure you are interested in and set them down as axioms, then deduce other properties (that you may or may not have already known) as theorems. The point of doing this is to make your reasoning and all your assumptions completely explicit.

Nowadays research papers typically state and prove their theorems in terms of math structures defined by axioms, although a particular paper may not mention the axioms but merely refer to other papers or texts where the axioms are given.  For some common structures such as the real numbers and sets, the axioms are not only not referenced, but the authors clearly don’t even think about them in terms of axioms: they use commonly-known properties (or real numbers or sets, for example) without reference.

## The axiomatic method in practice

Typically when using the axiomatic method some of these things may happen:

• You discover that there are other examples of this system that you hadn’t previously known about.  This makes the axioms more broadly applicable.
• You discover that some properties that your original examples had don’t hold for some of the new examples.  Depending on your research goals, you may then add some of those properties to the axioms, so that the new examples are not examples any more.
• You may discover that some of your axioms follow from others, so that you can omit them from the system.

### Example: Continuity

A continuous function (from the set of real numbers to the set of real numbers) is sometimes described as a function whose graph you can draw without lifting your chalk from the board.  This is a physical description, not a mathe­matical definition.

In the nineteenth century, mathe­ma­ticians talked about continuous functions but became aware that they needed a rigorous definition.  One possibility was functions given by formulas, but that didn’t work: some formulas give discontinuous functions and they couldn’t think of formulas for some continuous functions.

This description of nineteenth century math is an oversimpli­fication.

Cauchy produced the definition we now use (the epsilon-delta definition) which is a rigorous mathe­matical version of the no-lifting-chalk idea and which included the functions they thought of as continuous.

To their surprise, some clever mathe­maticians produced examples of some weird continuous functions that you can’t draw, for example the sine blur function.  In the terminology in the discussion of abstraction above, the abstraction $C’$ (epsilon-delta continuous functions) had functions in it that were not in $C$ (no-chalk-lifting functions.) On the other hand, their definition now applied to functions between some spaces besides the real numbers, for example the complex numbers, for which drawing the graph without lifting the chalk doesn’t even make sense.

### Example: Rings

Suppose you are studying the algebraic properties of numbers.  You know that addition and multiplication are both associative operations and that they are related by the distributive law:  $x(y+z)=xy+xz$. Both addition and multiplication have identity elements ($0$ and $1$) and satisfy some other properties as well: addition forms a commutative group for example, and if $x$ is any number, then $0\cdot x=0$.

One way to approach this problem is to write down some of these laws as axioms on a set with two binary operations without assuming that the elements are numbers. In doing this, you are abstracting some of the properties of numbers.

Certain properties such as those in the first paragraph of this example were chosen to define a type of math structure called a ring. (The precise set of axioms for rings is given in the Wikipedia article.)

You may then prove theorems about rings strictly by logical deduction from the axioms without calling on your familiarity with numbers.

When mathematicians did this, the following events occurred:

• They discovered systems such as matrices whose elements are not numbers but which obey most of the axioms for rings.
• Although multiplication of numbers is commutative, multiplication of matrices is not commutative.
• Now they had to decide whether to require commutative of multiplication as an axioms for rings or not.  In this example, historically, mathe­maticians decided not to require multi­plication to be commutative, so (for example) the set of all $2\times 2$ matrices with real entries is a ring.
• They then defined a commutative ring to be a ring in which multi­plication is commutative.
• So the name “commutative ring” means the multiplication is commutative, because addition in rings is always commutative. Mathematical names are not always transparent.

• You can prove from the axioms that in any ring, $0 x=0$ for all $x$, so you don’t need to include it as an axiom.

Nowadays, all math structures are defined by axioms.

### Other examples

• Historically, the first example of something like the axiomatic method is Euclid’s axiomatization of geometry.  The axiomatic method began to take off in the late nineteenth century and now is a standard tool in math.  For more about the axiomatic method see the Wikipedia article.
• Partitions. and equivalence
relations
are two other concepts that have been axiomatized. Remarkably, although the axioms for the two types of structures are quite different, every partition is in fact an equivalence relation in exactly one way, and any equivalence relation is a partition in exactly one way.

## Remark

Many articles on the web about the axiomatic method emphasize the representation of the axiom system as a formal logical theory (formal system).
In practice, mathematicians create and use a particular axiom system as a tool for research and understanding, and state and prove theorems of the system in semi-formal narrative form rather than in formal logic.

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# The great math mystery

## The great math mystery

Last night Nova aired The great math mystery, a documentary that describes mathematicians’ ideas about whether math is discovered or invented, whether it is “out there” or “in our head”. It was well-done. Things were explained clearly using images and metaphors, although they did show Maxwell’s equations as algebra (without explaining it). The visual illustrations of connections between Maxwell’s equations and music and electromagnetic waves was one of the best parts of the documentary.

In my opinion they made good choices of mathematical ideas to cover, but I imagine a lot of research mathematicians will have a hissy that they didn’t cover XXX (their subject).

The applications to physics dominated the show (that is not a complaint), but someone did mention the remarkable depth of number theory. Number theory is deep pure math that has indeed had some applications, but that’s not why some of the greatest mathematicians in the world have spent their lives on the subject. I believe logic and proof was never mentioned, and that is completely appropriate for a video made for the general public. Some mathematicians will disagree with that last sentence.

### Where does math live?

The question,

Does math live

• In an ideal world separate from the physical world,
• in the physical world, or
• in our brains?

has a perfectly clear answer: It exists in our brains.

### Ideal world

The notion that math lives in an ideal world, as Plato supposedly believed, has no evidence for it at all.

I suppose you could say that Plato’s ideal world does exist — in our brains. But that wouldn’t be quite correct: We have a mental image of Plato’s ideal world in our brains, but that image is not the whole ideal world: If we know about triangles, we can imagine the Ideal Triangle to be in his world, but we have to know about the zeta function or the monster group to visualize them to be in his world. Even then, the monster group in our brain is just a collection of neurons connected to concepts such as “largest sporadic simple group” or “contains$2^{46} \cdot 3^{20} \cdot 5^9 \cdot 7^6 \cdot 11^2 \cdot 13^3 \cdot 17 \cdot 19 \cdot 23 \cdot 29 \cdot 31 \cdot 41 \cdot 47 \cdot 59 \cdot 71$elements” — but there is not a neuron for each element! We don’t have that many neurons.

The size of the monster group does not live in my brain. I copied it from Wikipedia.

### Real world

Our collective experience is that math is extraordinarily useful for modeling many aspects of the real world. But in what sense does that mean it exists in the real world?

There is a sense in which a model of the real world exists in our brains. If we know some of the math that explains certain aspects of the real world, our brains have neuron connections that make that math live in our brain and in some sense in the model of the real world that is in our brain. But does that mean the math is “out there”? I don’t see why.

### Math is a social endeavor

One point that usually gets left out of discussions of Platonism is this: Some math exists in any individual person’s brain. But math also exists in society. The math floating around in the individual brains of people is subject to frequent amendments to those people’s understanding because they interact with the real world and in particular with other people.

In particular, theoretical math exists in the society of mathematicians. It is constantly fluctuating because mathematicians talk to each other. They also explain it to non-mathematicians, which as everyone know can bring new insights into the brain of the person doing the explaining.

So I think that the best answer to the question, where does math live? is that math is a bunch of memes that live in our social brain.

### References

I have written about these issues before:

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# Functions: Metaphors, Images and Representations

Please read this post at abstractmath.org. I originally posted the document here but some of the diagrams would not render, and I haven’t been able to figure out why. Sorry for having to redirect.

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# The two languages of math

Mathematics is communicated using two languages: Mathematical English and the symbolic language of math (more about them in two languages).

This post is a collection of examples of the sorts of trouble that the two languages cause beginning abstract math students. I have gathered many of them here since they are scattered throughout the literature. I would welcome suggestions for other references to problems caused by the languages of math.

In many of the examples, I give links to the literature and leave you to fish out the details there. Almost all of the links are to documents on the internet.

There is an extensive list of references.

### Conjectures

Scattered through this post are conjectures. Like most of my writing about difficulties students have with math language, these conjectures are based on personal observation over 37 years of teaching mostly computer engineering and math majors. The only hard research of any sort I have done in math ed consists of the 426 citations of written mathematical writing included in the Handbook of Mathematical Discourse.

### Disclaimer

This post is an attempt to gather together the ways in which math language causes trouble for students. It is even more preliminary and rough than most of my other posts.

• The arrangement of the topics is unsatisfactory. Indeed, the topics are so interrelated that it is probably impossible to give a satisfactory linear order to them. That is where writing on line helps: Lots of forward and backward references.
• Other people and I have written extensively about some of the topics, and they have lots of links. Other topics are stubs and need to be filled out. I have probably missed important points about and references to many of them.
• Please note that many of the most important difficulties that students have with understanding mathematical ideas are not caused by the languages of math and are not represented here.

I expect to revise this article periodically as I find more references and examples and understand some of the topics better. Suggestions would be very welcome.

## Intricate symbolic expressions

I have occasionally had students tell me that have great difficulty understanding a complicated symbolic expression. They can’t just look at it and learn something about what it means.

### Example

Consider the symbolic expression $\displaystyle\left(\frac{x^3-10}{3 e^{-x}+1}\right)^6$

Now, I could read this expression aloud as if it were text, or more precisely describe it so that someone else could write it down. But if I am in math mode and see this expression I don’t “read” it, even to myself.

I am one of those people who much of the time think in pictures or abstractions without words. (See references here.)

In this case I would look at the expression as a structured picture. I could determine a number of things about it, and when I was explaining it I would point at the board, not try to pronounce it or part of it:

• The denominator is always positive so the expression is defined for all reals.
• The exponent is even so the value of the expression is always nonnegative. I would say, “This (pointing at the exponent) is an even power so the expression is never negative.”
• It is zero in exactly one place, namely $x=\sqrt[3]{10}$.
• Its derivative is also $0$ at $\sqrt[3]{10}$. You can see this without calculating the formula for the derivative (ugh).

There is much more about this example in Zooming and Chunking.

### Algebra in high school

There are many high school students stymied by algebra, never do well at it, and hate math as a result. I have known many such people over the years. A revealing remark that I have heard many times is that “algebra is totally meaningless to me”. This is sometimes accompanied by a remark that geometry is “obvious” or something similar. This may be because they think they have to “read” an algebraic expression instead of studying it as they would a graph or a diagram.

### Conjecture

Many beginning abstractmath students have difficulty understanding a symbolic expression like the one above. Could this be cause by resistance to treating the expression as a structure to be studied?

## Context-sensitive pronunciation

A symbolic assertion (“formula” to logicians) can be embedded in a math English sentence in different ways, requiring the symbolic assertion to be pronounced in different ways. The assertion itself is not modified in any way in these different situations.

I used the phrase “symbolic assertion” in abstractmath.org because students are confused by the logicians’ use of “formula“.
In everyday English, “$\text{H}_2\text{O}$” is the “formula” for water, but it is a term, not an assertion.

#### Example

“For every real number $x\gt0$ there is a real number $y$ such that $x\gt y\gt0$.”

• In the sentence above, the assertion “$x\gt0$” must be pronounced “$x$ that is greater than $0$” or something similar.
• The standalone assertion “$x\gt0$” is pronounced “$x$ is greater than $0$.”
• The sentence “Let $x\gt0$” must be pronounced “Let $x$ be greater than $0$”.

The consequence is that the symbolic assertion, in this case “$x\gt0$”, does not reveal that role it plays in the math English sentence that it is embedded in.

Many of the examples occurring later in the post are also examples of context-sensitive pronunciation.

### Conjectures

Many students are subconsciously bothered by the way the same symbolic expression is pronounced differently in different math English sentences.

This probably impedes some students’ progress. Teachers should point this phenomenon out with examples.

Students should be discouraged from pronouncing mathematical expressions.

For one thing, this could get you into trouble. Consider pronouncing “$\sqrt{3+5}+6$”. In any case, when you are reading any text you don’t pronounce the words, you just take in their meaning. Why not take in the meaning of algebraic expressions in the same way?

## Parenthetic assertions

A parenthetic assertion is a symbolic assertion embedded in a sentence in math English in such a way that is a subordinate clause.

### Example

In the math English sentence

“For every real number $x\gt0$ there is a real number $y$ such that $x\gt y\gt0$”

mentioned above, the symbolic assertion “$x\gt0$” plays the role of a subordinate clause.

It is not merely that the pronunciation is different compared to that of the independent statement “$x\gt0$”. The math English sentence is hard to parse. The obvious (to an experienced mathematician) meaning is that the beginning of the sentence can be read this way: “For every real number $x$, which is bigger than $0$…”.

But new student might try to read it is “For every real number $x$ is greater than $0$ …” by literally substituting the standalone meaning of “$x\gt0$” where it occurs in the sentence. This makes the text what linguists call a garden path sentence. The student has to stop and start over to try to make sense of it, and the symbolic expression lacks the natural language hints that help understand how it should be read.

Note that the other two symbolic expressions in the sentence are not parenthetic assertions. The phrase “real number” needs to be followed by a term, and it is, and the phrase “such that” must be followed by a clause, and it is.

### More examples

• “Consider the circle $S^1\subseteq\mathbb{C}=\mathbb{R}^2$.” This has subordinate clauses to depth 2.
• “The infinite series $\displaystyle\sum_{k=1}^\infty\frac{1}{k^2}$ converges to $\displaystyle\zeta(2)=\frac{\pi^2}{6}\approx1.65$”
• “We define a null set in $I:=[a,b]$ to be a set that can be covered by a countable of intervals with arbitrarily small total length.” This shows a parenthetical definition.
• “Let $F:A\to B$ be a function.”
A type declaration is a function? In any case, it would be better to write this sentence simply as “Let $F:A\to B$”.

David Butler’s post Contrapositive grammar has other good examples.

Math texts are in general badly written. Students need to be taught how to read badly written math as well as how to write math clearly. Those that succeed (in my observation) in being able to read math texts often solve the problem by glancing at what is written and then reconstructing what the author is supposedly saying.

### Conjectures

Some students are baffled, or at least bothered consciously or unconsciously, by parenthetic assertions, because the clues that would exist in a purely English statement are missing.

Nevertheless, many if not most math students read parenthetic assertions correctly the first time and never even notice how peculiar they are.

What makes the difference between them and the students who are stymied by parenthetic assertions?

There is another conjecture concerning parenthetic assertions below.

## Context-sensitive meaning

### “If” in definitions

#### Example

The word “if” in definitions does not mean the same thing that it means in other math statements.

• In the definition “An integer is even if it is divisible by $2$,” “if” means “if and only if”. In particular, the definition implies that a function is not even if it is not divisible by $2$.
• In a theorem, for example “If a function is differentiable, then it is continuous”, the word “if” has the usual one-way meaning. In particular, in this case, a continuous function might not be differentiable.

Context-sensitive meaning occurs in ordinary English as well. Think of a strike in baseball.

### Conjectures

The nearly universal custom of using “if” to mean “if and only if” in definitions makes it a harder for students to understand implication.

This custom is not the major problem in understanding the role of definitions. See my article Definitions.

### Underlying sets

#### Example

In a course in group theory, a lecturer may say at one point, “Let $F:G\to H$ be a homomorphism”, and at another point, “Let $g\in G$”.

In the first sentence, $G$ refers to the group, and in the second sentence it refers to the underlying set of the group.

This usage is almost universal. I think the difficulty it causes is subtle. When you refer to $\mathbb{R}$, for example, you (usually) are referring to the set of real numbers together with all its canonical structure. The way students think of it, a real number comes with its many relations and connections with the other real numbers, ordering, field properties, topology, and so on.

But in a group theory class, you may define the Klein $4$-group to be $\mathbb{Z}_2\times\mathbb{Z}_2$. Later you may say “the symmetry group of a rectangle that is not a square is the Klein $4$-group.” Almost invariably some student will balk at this.

Referring to a group by naming its underlying set is also an example of synecdoche.

### Conjecture

Students expect every important set in math to have a canonical structure. When they get into a course that is a bit more abstract, suddenly the same set can have different structures, and math objects with different underlying sets can have the same structure. This catastrophic shift in a way of thinking should be described explicitly with examples.

Way back when, it got mighty upsetting when the earth started going around the sun instead of vice versa. Remind your students that these upheavals happen in the math world too.

### Overloaded notation

#### Identity elements

A particular text may refer to the identity element of any group as $e$.

This is as far as I know not a problem for students. I think I know why: There is a generic identity element. The identity element in any group is an instantiation of that generic identity element. The generic identity element exists in the sketch for groups; every group is a functor defined on that sketch. (Or if you insist, the generic identity element exists in the first order theory for groups.) I suspect mathematicians subconsciously think of identity elements in this way.

#### Matrix multiplication

Matrix multiplication is not commutative. A student may forget this and write $(A^2B^2=(AB)^2$. This also happens in group theory courses.

This problem occurs because the symbolic language uses the same symbol for many different operations, in this case the juxtaposition notation for multiplication. This phenomenon is called overloaded notation and is discussed in abstractmath.org here.

### Conjecture

Noncommutative binary operations written using juxtaposition cause students trouble because going to noncommutative operations requires abandoning some overlearned reflexes in doing algebra.

Identity elements seem to behave the same in any binary operation, so there are no reflexes to unlearn. There are generic binary operations of various types as well. That’s why mathematicians are comfortable overloading juxtaposition. But to get to be a mathematician you have to unlearn some reflexes.

## Negation

Sometimes you need to reword a math statement that contains symbolic expressions. This particularly causes trouble in connection with negation.

### Ordinary English

The English language is notorious among language learners for making it complicated to negate a sentence. The negation of “I saw that movie” is “I did not see that movie”. (You have to put “d** not” (using the appropriate form of “do”) before the verb and then modify the verb appropriately.) You can’t just say “I not saw that movie” (as in Spanish) or “I saw not that movie” (as in German).

### Conjecture

The method in English used to negate a sentence may cause problems with math students whose native language is not English. (But does it cause math problems with those students?)

### Negating symbolic expressions

#### Examples

• The negation of “$n$ is even and a prime” is “$n$ is either odd or it is not a prime”. The negation should not be written “$n$ is not even and a prime” because that sentence is ambiguous. In the heat of doing a proof students may sometimes think the negation is “$n$ is odd and $n$ is not a prime,” essentially forgetting about DeMorgan. (He must roll over in his grave a lot.)
• The negation of “$x\gt0$” is “$x\leq0$”. It is not “$x\lt0$”. This is a very common mistake.

These examples are difficulties caused by not understanding the math. They are not directly caused by difficulties with the languages of math.

#### Negating expressions containing parenthetic assertions

Suppose you want to prove:

“If $f:\mathbb{R}\to\mathbb{R}$ is differentiable, then $f$ is continuous”.

A good way to do this is by using the contrapositive. A mechanical way of writing the contrapositive is:

“If $f$ is not continuous, then $f:\mathbb{R}\to\mathbb{R}$ is not differentiable.”

That is not good. The sentence needs to be massaged:

“If $f:\mathbb{R}\to\mathbb{R}$ is not continuous, then $f$ is not differentiable.”

Even better would be to write the original sentence as:

“Suppose $f:\mathbb{R}\to\mathbb{R}$. Then if $f$ is differentiable, then $f$ is continuous.”

This is discussed in detail in David Butler’s post Contrapositive grammar.

### Conjecture

Students need to be taught to understand parenthetic assertions that occur in the symbolic language and to learn to extract a parenthetic assertion and write it as a standalone assertion ahead of the statement it occurs in.

## Scope

The scope of a word or variable consists of the part of the text for which its current definition is in effect.

#### Examples

• “Suppose $n$ is divisible by $4$.” The scope is probably the current paragraph or perhaps the current proof. This means that the properties of $n$ are constrained in that section of the text.
• “In this book, all rings are unitary.” This will hold for the whole book.

There are many more examples in the abstractmath.org article Scope.

If you are a grasshopper (you like to dive into the middle of a book or paper to find out what it says), knowing the scope of a variable can be hard to determine. It is particularly difficult for commonly used words or symbols that have been defined differently from the usual usage. You may not suspect that this has happened since it might be define once early in the text. Some books on writing mathematics have urged writers to keep global definitions to a minimum. This is good advice.

Finding the scope is considerably easier when the text is online and you can search for the definition.

### Conjecture

Knowing the scope of a word or variable can be difficult. It is particular hard when the word or variable has a large scope (chapter or whole book.)

## Variables

Variables are often introduced in math writing and then used in the subsequent discussion. In a complicated discussion, several variables may be referred to that have different statuses, some of them introduced several pages before. There are many particular ways discussed below that can cause trouble for students. This post is restricted to trouble in connection with the languages of math. The concept of variable is difficult in itself, not just because of the way the math languages represent them, but that is not covered here.

Much of this part of the post is based on work of Susanna Epp, including three papers listed in the references. Her papers also include many references to other work in the math ed literature that have to do with understanding variables.

See also Variables in abstractmath.org and Variables in Wikipedia.

### Types

Students blunder by forgetting the type of the variable they are dealing with. The example given previously of problems with matrix multiplication is occasioned by forgetting the type of a variable.

### Conjecture

Students sometimes have problems because they forget the data type of the variables they are dealing with. This is primarily causes by overloaded notation.

### Dependent and independent

If you define $y=x^2+1$, then $x$ is an independent variable and $y$ is a dependent variable. But dependence and independence of variablesare more general than that example suggests.
In an epsilon-delta proof of the limit of a function (example below,) $\varepsilon$ is independent and $\delta$ is dependent on $\varepsilon$, although not functionally dependent.

### Conjecture

Distinguishing dependent and independent variables causes problems, particularly when the dependence is not clearly functional.

I recently ran across a discussion of this on the internet but failed to record where I saw it. Help!

### Bound and free

This causes trouble with integration, among other things. It is discussed in abstractmath.org in Variables and Substitution. I expect to add some references to the math ed literature soon.

## Instantiation

Some of these variables may be given by existential instantiation, in which case they are dependent on variables that define them. Others may be given by universal instantiation, in which case the variable is generic; it is independent of other variables, and you can’t impose arbitrary restrictions on it.

### Existential instantiation

A theorem that an object exists under certain conditions allows you to name it and use it by that name in further arguments.

#### Example

Suppose $m$ and $n$ are integers. Then by definition, $m$ divides $n$ if there is an integer $q$ such that $n=qm$. Then you can use “$q$” in further discussion, but $q$ depends on $m$ and $n$. You must not use it with any other meaning unless you start a new paragraph and redefine it.

So the following (start of a) “proof” blunders by ignoring this restriction:

Theorem: Prove that if an integer $m$ divides both integers $n$ and $p$, then $m$ divides $n+p$.

“Proof”: Let $n = qm$ and $p = qm$…”

### Universal instantiation

It is a theorem that for any integer $n$, there is no integer strictly between $n$ and $n+1$. So if you are given an arbitrary integer $k$, there is no integer strictly between $k$ and $k+1$. There is no integer between $42$ and $43$.

By itself, universal instantiation does not seem to cause problems, provided you pay attention to the types of your variables. (“There is no integer between $\pi$ and $\pi+1$” is false.)

However, when you introduce variables using both universal and existential quantification, students can get confused.

#### Example

Consider the definition of limit:

Definition: $\lim_{x\to a} f(x)=L$ if and only if for every $\epsilon\gt0$ there is a $\delta\gt0$ for which if $|x-a|\lt\delta$ then $|f(x)-L|\lt\epsilon$.

A proof for a particular instance of this definition is given in detail in Rabbits out of a Hat. In this proof, you may not put constraints on $\epsilon$ except the given one that it is positive. On the other hand, you have to come up with a definition of $\delta$ and prove that it works. The $\delta$ depends on what $f$, $a$ and $L$ are, but there are always infinitely many values of $\delta$ which fit the constraints, and you have to come up with only one. So in general, two people doing this proof will not get the same answer.

### Reference

Susanna Epp’s paper Proof issues with existential quantification discusses the problems that students have with both existential and universal quantification with excellent examples. In particular, that paper gives examples of problems students have that are not hinted at here.

## References

A nearly final version of The Handbook of Mathematical Discourse is available on the web with links, including all the citations. This version contains some broken links. I am unable to recompile it because TeX has evolved enough since 2003 that the source no longer compiles. The paperback version (without the citations) can be bought as a book here. (There are usually cheaper used versions on Amazon.)

Abstractmath.org is a website for beginning students in abstract mathematics. It includes most of the material in the Handbook, but not the citations. The Introduction gives you a clue as to what it is about.

### Two languages

My take on the two languages of math are discussed in these articles:

The Language of Mathematics, by Mohan Ganesalingam, covers these two languages in more detail than any other book I know of. He says right away on page 18 that mathematical language consists of “textual sentences with symbolic material embedded like ‘islands’ in the text.” So for him, math language is one language.

I have envisioned two separate languages for math in abstractmath.org and in the Handbook, because in fact you can in principle translate any mathematical text into either English or logical notation (first order logic or type theory), although the result in either case would be impossible to understand for any sizeable text.

### Topics in abstractmath.org

Context-sensitive interpretation.

Mathematical English.

Scope

Semantic contamination.

The symbolic language of math

Variables.

Zooming and Chunking.

### Topics in the Handbook of mathematical discourse.

These topics have a strong overlap with the topics with the same name in abstractmath.org. They are included here because the Handbook contains links to citations of the usage.

### Posts in Gyre&Gimble

Names

Naming mathematical objects

Rabbits out of a Hat.

Semantics of algebra I.

Syntactic and semantic thinkers

Technical meanings clash with everyday meanings

Three kinds of mathematical thinkers

### Other references

Contrapositive grammar, blog post by David Butler.

Proof issues with existential quantification, by Susanna Epp.

The role of logic in teaching proof, by Susanna Epp (2003).

The language of quantification in mathematics instruction, by Susanna Epp (1999).

The Language of Mathematics: A Linguistic and Philosophical Investigation
by Mohan Ganesalingam, 2013. (Not available from the internet.)

On the communication of mathematical reasoning, by Atish Bagchi, and Charles Wells (1998a), PRIMUS, volume 8, pages 15–27.

Variables in Wikipedia.

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# Notation for sets

This is a revision of the section of abstractmath.org on notation for sets.

## Sets of numbers

The following notation for sets of numbers is fairly standard.

### Remarks

• Some authors use $\mathbb{I}$ for $\mathbb{Z}$, but $\mathbb{I}$ is also used for the unit interval.
• Many authors use $\mathbb{N}$ to denote the nonnegative integers instead
of the positive ones.
• To remember $\mathbb{Q}$, think “quotient”.
• $\mathbb{Z}$ is used because the German word for “integer” is “Zahl”.

Until the 1930’s, Germany was the world center for scientific and mathematical study, and at least until the 1960’s, being able to read scientific German was was required of anyone who wanted a degree in science. A few years ago I was asked to transcribe some hymns from a German hymnbook — not into English, but merely from fraktur (the old German alphabet) into the Roman alphabet. I sometimes feel that I am the last living American to be able to read fraktur easily.

## Element notation

The expression “$x\in A$” means that $x$ is an element of the set $A$. The expression “$x\notin A$” means that $x$ is not an element of $A$.

“$x\in A$” is pronounced in any of the following ways:

• “$x$ is in $S$”.
• “$x$ is an element of $S$”.
• “$x$ is a member of $S$”.
• “$S$ contains $x$”.
• “$x$ is contained in $S$”.

### Remarks

• Warning: The math English phrase “$A$ contains $B$” can mean either “$B\in A$” or “$B\subseteq A$”.
• The Greek letter epsilon occurs in two forms in math, namely $\epsilon$ and $\varepsilon$. Neither of them is the symbol for “element of”, which is “$\in$”. Nevertheless, it is not uncommon to see either “$\epsilon$” or “$\varepsilon$” being used to mean “element of”.
##### Examples
• $4$ is an element of all the sets $\mathbb{N}$, $\mathbb{Z}$, $\mathbb{Q}$, $\mathbb{R}$, $\mathbb{C}$.
• $-5\notin \mathbb{N}$ but it is an element of all the others.

## List notation

### Definition: list notation

A set with a small number of elements may be denoted by listing the elements inside braces (curly brackets). The list must include exactly all of the elements of the set and nothing else.

##### Example

The set $\{1,\,3,\,\pi \}$ contains the numbers $1$, $3$ and $\pi$ as elements, and no others. So $3\in \{1,3,\pi \}$ but $-3\notin \{1,\,3,\,\pi \}$.

### Properties of list notation

#### List notation shows every element and nothing else

If $a$ occurs in a list notation, then $a$ is in the set the notation defines.  If it does not occur, then it is not in the set.

##### Be careful

When I say “$a$ occurs” I don’t mean it necessarily occurs using that name. For example, $3\in\{3+5,2+3,1+2\}$.

#### The order in which the elements are listed is irrelevant

For example, $\{2,5,6\}$ and $\{5,2,6\}$ are the same set.

#### Repetitions don’t matter

$\{2,5,6\}$, $\{5,2,6\}$, $\{2,2,5,6 \}$ and $\{2,5,5,5,6,6\}$ are all different representations of the same set. That set has exactly three elements, no matter how many numbers you see in the list notation.

Multisets may be written with braces and repeated entries, but then the repetitions mean something.

### When elements are sets

When (some of) the elements in list notation are themselves sets (more about that here), care is required.  For example, the numbers $1$ and $2$  are not elements of the set $S:=\left\{ \left\{ 1,\,2,\,3 \right\},\,\,\left\{ 3,\,4 \right\},\,3,\,4 \right\}$The elements listed include the set $\{1, 2, 3\}$ among others, but not the number $2$.  The set $S$ contains four elements, two sets and two numbers.

Another way of saying this is that the element relation is not transitive: The facts that $A\in B$ and $B\in C$ do not imply that $A\in C$.

### Sets are arbitrary

• Any mathematical object can be the element of a set.
• The elements of a set do not have to have anything in common.
• The elements of a set do not have to form a pattern.
##### Examples
• $\{1,3,5,6,7,9,11,13,15,17,19\}$ is a set. There is no point in asking, “Why did you put that $6$ in there?” (Sets can be arbitrary.)
• Let $f$ be the function on the reals for which $f(x)=x^3-2$. Then $\left\{\pi^3,\mathbb{Q},f,42,\{1,2,7\}\right\}$ is a set. Sets do not have to be homogeneous in any sense.

## Setbuilder notation

### Definition:

Suppose $P$ is an assertion. Then the expression “$\left\{x|P(x) \right\}$” denotes the set of all objects $x$ for which $P(x)$ is true. It contains no other elements.

• The notation “$\left\{ x|P(x) \right\}$” is called setbuilder notation.
• The assertion $P$ is called the defining condition for the set.
• The set $\left\{ x|P(x) \right\}$ is called the truth set of the assertion $P$.
##### Examples

In these examples, $n$ is an integer variable and $x$ is a real variable..

• The expression “$\{n| 1\lt n\lt 6 \}$” denotes the set $\{2, 3, 4, 5\}$. The defining condition is “$1\lt n\lt 6$”.  The set $\{2, 3, 4, 5\}$ is the truth set of the assertion “n is an integer and $1\lt n\lt 6$”.
• The notation $\left\{x|{{x}^{2}}-4=0 \right\}$ denotes the set $\{2,-2\}$.
• $\left\{ x|x+1=x \right\}$ denotes the empty set.
• $\left\{ x|x+0=x \right\}=\mathbb{R}$.
• $\left\{ x|x\gt6 \right\}$ is the infinite set of all real numbers bigger than $6$.  For example, $6\notin \left\{ x|x\gt6 \right\}$ and $17\pi \in \left\{ x|x\gt6 \right\}$.
• The set $\mathbb{I}$ defined by $\mathbb{I}=\left\{ x|0\le x\le 1 \right\}$ has among its elements $0$, $1/4$, $\pi /4$, $1$, and an infinite number of
other numbers. $\mathbb{I}$ is fairly standard notation for this set – it is called the unit interval.

### Usage and terminology

• A colon may be used instead of “|”. So $\{x|x\gt6\}$ could be written $\{x:x\gt6\}$.
• Logicians and some mathematicians called the truth set of $P$ the extension of $P$. This is not connected with the usual English meaning of “extension” as an add-on.
• When the assertion $P$ is an equation, the truth set of $P$ is usually called the solution set of $P$. So $\{2,-2\}$ is the solution set of $x^2=4$.
• The expression “$\{n|1\lt n\lt6\}$” is commonly pronounced as “The set of integers such that $1\lt n$ and $n\lt6$.” This means exactly the set $\{2,3,4,5\}$. Students whose native language is not English sometimes assume that a set such as $\{2,4,5\}$ fits the description.

### Setbuilder notation is tricky

#### Looking different doesn’t mean they are different.

A set can be expressed in many different ways in setbuilder notation. For example, $\left\{ x|x\gt6 \right\}=\left\{ x|x\ge 6\text{ and }x\ne 6 \right\}$. Those two expressions denote exactly the same set. (But $\left\{x|x^2\gt36 \right\}$ is a different set.)

#### Russell’s Paradox

In certain areas of math research, setbuilder notation can go seriously wrong. See Russell’s Paradox if you are curious.

### Variations on setbuilder notation

An expression may be used left of the vertical line in setbuilder notation, instead of a single variable.

#### Giving the type of the variable

You can use an expression on the left side of setbuilder notation to indicate the type of the variable.

##### Example

The unit interval $I$ could be defined as $\mathbb{I}=\left\{x\in \mathrm{R}\,|\,0\le x\le 1 \right\}$making it clear that it is a set of real numbers rather than, say rational numbers.  You can always get rid of the type expression to the left of the vertical line by complicating the defining condition, like this:$\mathbb{I}=\left\{ x|x\in \mathrm{R}\text{ and }0\le x\le 1 \right\}$

#### Other expressions on the left side

Other kinds of expressions occur before the vertical line in setbuilder notation as well.

##### Example

The set$\left\{ {{n}^{2}}\,|\,n\in \mathbb{Z} \right\}$consists of all the squares of integers; in other words its elements are 0,1,4,9,16,….  This definition could be rewritten as $\left\{m|\text{ there is an }n\in \mathrm{}\text{ such that }m={{n}^{2}} \right\}$.

##### Example

Let $A=\left\{1,3,6 \right\}$.  Then $\left\{ n-2\,|\,n\in A\right\}=\left\{ -1,1,4 \right\}$.

##### Warning

Be careful when you read such expressions.

##### Example

The integer $9$ is an element of the set $\left\{{{n}^{2}}\,|\,n\in \text{ Z and }n\ne 3 \right\}$It is true that $9={{3}^{2}}$ and that $3$ is excluded by the defining condition, but it is also true that $9={{(-3)}^{2}}$ and $-3$ is not an integer ruled out by the defining condition.

## Reference

Sets. Previous post.

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# Rabbits out of a hat

This is a revision and expansion of the entry on rabbits in the abstractmath article Dysfunctional attitudes and behaviors.

## Rabbits

Sometimes when you are reading or listening to a proof you will find yourself following each step but with no idea why these steps are going to give a proof. This can happen with the whole structure of the proof or with the sudden appearance of a step that seems like the prover pulled a rabbit out of a hat . You feel as if you are walking blindfolded.

### Example (mysterious proof structure)

The lecturer says he will prove that for an integer $n$, if $n^2$ is even then $n$ is even. He begins the proof: Let $n^2$ be odd” and then continues to the conclusion, “Therefore $n$ is odd.”

Why did he begin a proof about being even with the assumption that $n$ is odd?

The answer is that in this case he is doing a proof by contrapositive . If you don’t recognize the pattern of the proof you may be totally lost. This can happen if you don’t recognize other forms, for example contradiction and induction.

### Example (rabbit)

You are reading a proof that $\underset{x\to2}{\mathop{\lim }}{{x}^{2}}=4$. It is an $\varepsilon \text{-}\delta$ proof, so what must be proved is:

• For any positive real number $\varepsilon$,
• there is a positive real number $\delta$ for which:
• if $\left| x-2 \right|\lt\delta$ then
• $\left| x^2-4 \right|\lt\varepsilon$.

#### Proof

Here is the proof, with what I imagine might be your agitated reaction to certain steps. Below is a proof with detailed explanations .

1) Suppose $\varepsilon \gt0$ is given.

2) Let $\delta =\text{min}\,(1,\,\frac{\varepsilon }{5})$ (the minimum of the two numbers 1 and $\frac{\varepsilon}{5}$ ).

Where the *!#@! did that come from? They pulled it out of thin air! I can’t see where we are going with this proof!

3) Suppose that $\left| x-2 \right|\lt\delta$.

4) Then $\left| x-2 \right|\lt1$ by (2) and (3).

5) By (4) and algebra, $\left|x+2 \right|\lt5$.

Well, so what? We know that $\left| x+39\right|\lt42$ and lots of other things, too. Why did they do this?

6) Also $\left| x-2 \right|\lt\frac{\varepsilon }{5}$ by (2) and(3).

7) Then $\left| {{x}^{2}}-4\right|=\left| (x-2)(x+2) \right|\lt\frac{\varepsilon }{5}\cdot 5=\varepsilon$ by (5) and (6). End of Proof.

#### Remarks

This proof is typical of proofs in texts.

• Steps 2) and 5) look like they were rabbits pulled out of a hat.
• The author gives no explanation of where they came from.
• Even so, each step of the proof follows from previous steps, so the proof is correct.
• Whether you are surprised or not has nothing to do with whether it is correct.
• In order to understand a proof, you do not have to know where the rabbits came from.
• In general, the author did not think up the proof steps in the order they occur in the proof. (See this remark in the section on Forms of Proofs.) See also look ahead.

### Proof with detailed explanations

1. Suppose $\varepsilon >0$ is given. (We are starting a proof by universal generalization.)
2. Let $\delta$ be the minimum of the two numbers $1$ and $\frac{\varepsilon}{5}$). (Rabbit out of the hat. You can “let” any symbol mean anything you want, so this is a legitimate thing to do even if you don’t see where this is all going.{
3. Suppose $\left|x-2\right|\lt\delta$. (We are about to prove the conditional statement “If $\left| x-2 \right|\lt\delta$ then $\left| {{x}^{2}}-4 \right|\lt\varepsilon$” and we are proceeding by the direct method.)
4. Then $\left| x-2 \right|\lt 1$ by (2) and (3). (The fact that $\delta =\text{min}\,(1,\,\frac{\varepsilon }{5})$ means that $\delta \le 1$ and that $\delta \le \frac{\varepsilon }{5}$. Since $\left| x-2 \right|\lt \delta$, the statement $\left| x-2 \right|\lt 1$ follows by transitivity of “$\lt$”. This is another rabbit. WHY do we want $\left| x-2 \right|\lt 1$? Be Patient.)
5. By (4) and algebra, $\left| x+2 \right|\lt 5$. ($\left| x-2 \right|\lt 1$ means that $-1\lt x-2\lt 1$. Add $4$ to each term in this equation to get $3\lt x+2\lt 5$. This is another rabbit, but it is a correct statement!)
6. Also $\left| x-2 \right|\lt \frac{\varepsilon }{5}$ by (2) and (3). ((2) says that $\delta\le\frac{\varepsilon }{5}$ and (3) says that $\left| x-2 \right|\lt\delta$, so $\left| x-2 \right|\lt \frac{\varepsilon }{5}$ follows by transitivity.)
7. Then $\left| {{x}^{2}}-4\right|=\left| (x-2)(x+2) \right|\lt\frac{\varepsilon }{5}\cdot 5=\varepsilon$ by (5) and (6). End of Proof. (This last statement actually shows the algebra.)

#### Coming up with that proof

The author did not think up the proof steps in the order they occur in the proof. She looked ahead at the goal of proving that $\left| {{x}^{2}}-4\right|\lt\varepsilon$ and thought of factoring the left side. Now she must prove that $\left| (x-2)(x+2) \right|\lt\varepsilon$

But if $\left|x-2\right|$ is small then $x$ has to be close to $2$, so that $x + 2$ can’t be too big. Since the only restriction on $\delta$ is that it has to be positive, let’s restrict it to being smaller than $1$. (The choice of $1$ is purely arbitrary. Any positive real number would do.)

In that case step (5) shows that $\left|x+2\right|\lt5$.. So how small do you have to make to make $\varepsilon$? In other words, how small do you have to make $\delta$ to make $\left| 5(x-2) \right|\lt\varepsilon$ (remembering that $\left| x-2 \right|\lt\delta$). Well, clearly $\frac{\varepsilon }{5}$ will do!

That explains her choice of $\delta$ be the minimum of the two numbers $1$ and $\frac{\varepsilon}{5}$. Notice that that choice is made very early in the proof but it was made only after experimenting with the sizes of $\left|x-2\right|$ and $\left|x+2\right|$.

You can check that if she had chosen to restrict $\delta$ to being less than 42, then she would need $\delta =\text{min}\,(42,\,\frac{\varepsilon }{47})$.

### Acknowledgments

Thanks to Robert Burns for corrections and suggestions

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# Forms of proofs

Abstractmath.org is a website I have been maintaining since 2005. It is intended for people beginning the study of abstract math, often a course that requires proofs and thinking about mathematical structures. The Introduction to the website and the article Attitude explain the website in more detail.

One of the chapters in abstractmath.org covers Proofs. As everywhere in abstractmath.org, there is no attempt at complete coverage: the emphasis is on aspects that cause difficulty for abstraction-newbies. In the case of proofs, this includes sections on how proofs are written (math language is a big emphasis all over abstractmath.org). One of those sections is Forms of Proof. This post is a fairly extensive revision of that section.

More than half of the section on Proofs has already been revised (the ones entitled “abstractmath.org 2.0)”, and my current task is to finish that revision.

Normally, I post the actual article here on Gyre&Gimble, but something has changed in the operation of WordPress which causes the html processor to obey linebreaks in the input, which would make the article look chaotic.

So this time, I have to ask you to click a button to read the revised section on Forms of Proof. I apologize for the excessive effort by your finger.

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